Compliance Risk Workshop: Understand the Rules, Act Responsibly

Effective compliance oversight helps banks manage risk effectively, maintain safe and sound operations, and provide fair and reliable services to customers. Directors will learn about key compliance laws such as the Bank Secrecy Act and Flood Disaster Protection Act, focus on compliance red flags, hot topics, and common examiner findings. The workshop includes discussions of best practices, lectures, and hands‑on exercises led by experienced OCC examiners for directors and senior management of national community banks and federal savings associations.